Bureau of Professional Licensing / Corporations, Securities & Commercial Licensing Bureau
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Registrations for Securities Broker-Dealers and Agents can be checked via Broker Check (http://brokercheck.finra.org/) and Investment Advisers and Investment Adviser Representatives can be checked via IAPD (http://www.adviserinfo.sec.gov/IAPD/Default.aspx).
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Licensing and registration records are made available at this site by LARA to provide immediate access to information for the convenience of interested persons. While LARA has taken steps to update this information daily, we make no guarantee as to the accuracy, completeness, timeliness or current status of the information. LARA assumes no responsibility for any errors or omissions, or for the use of information obtained from this site.
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